terminated from employment because of their tip filing. ● Whistleblowers who wish to give inside information or useful evidence for SEC’s investigation shall be treated fairly and protected by law. Matters
. ● Documents relating to settlement / cash deposit to or withdrawal from a trading account, for instance: Bank statements used for ATS trading Deposit/withdrawal/transfer slip for purchasing securities
21-01 และบจ/ป 22-01 1/1 2 Must Buyer disclose information about board members’ primary employment and directorships in other companies? Ans. Yes - พ.ร.บ. หลักทรัพยฯ์ มาตรา 56 - ประกาศคณะกรรมการกำกับ