Thaicredit Retail Bank Public Company Limited On 1 March, 2017 Thaicredit Retail Bank Public Company Limited (“TCR”) offer for sale newly issued securities in the category of warrant (Employee Stock

newly issued securities in the category of warrant (Employee Stock Option Program : ESOP) without having obtained an approval from the SEC Office. SEC Act S.300 in conjunction with 33 Settlement

markets business to submit trading order and not an employee of Jitta Wealth Asset Mannagement Co.,Ltd, there may be a risk that person who are not under the company know about the information and use it

prices of any securities will increase or decrease and WHA did not notify such negotiation to the Stock Exchange of Thailand. SEC Act S.239 Settlement Committee Meeting No. 2/2016 Settlement Committee

Asia Corporation Public Company Limited (“MLINK”), disclosed false statement by denying the news about MLINK’s capital increase to the Stock Exchange of Thailand with the intention to mislead the public

share price including matching orders among those accounts. The actions resulted in increase in the UNIQ closing price and average daily trading volume. These were done in concealment to mislead and

inside information concerning an increase of the net profit of Q3/2019. Subsequently, on 15 October 2019 to 4 November 2019, Miss Tongjai purchased 248,500 of HFT shares in such a way as to take advantage

results showed the net earnings of 14.25 million Baht, which was a significant increase compared to the Q3/2014. 15/09/2017 agreed to comply with civil penalties determined by the Civil Penalty

which significantly increased from previous year Baht 270.61 million, an increase of 220.78 percent. Mr. Ratanachai used such material non-public information to gain unfair benefits over other persons by

account in such a way as to take advantage of other persons by using negative material non- public information concerning the fact that TIP had to increase its registered capital shares at the amount of 250