: Detail Content Group 1: Information disclosure that may cause damage to investors and capital market 1.1 Inform, disseminate, or certify any statement of information that is materially misleading
: Detail Content Group 1: Information disclosure that may cause damage to investors and capital market 1.1 Inform, disseminate, or certify any statement of information that is materially misleading
) committing unfair securities trading practice; (2) presenting a false statement or concealing material facts that should have been stated; (3) failing to perform duties as director or executive under Section
bondholders' representative appointment agreement (in case of secured bonds/ bonds with a bondholders' representative). - Can be offered only to persons related to the issuer or II or HNW. - If the offering is
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with the following documents: (1) a profile and details of the applicant; (2) a copy of registration certificate as a juristic person or as a group of persons; (3) a copy of financial statement of the
trustworthiness in regard of undertaking such securities businesses; "major shareholder" means any person directly or indirectly holds shares of securities company exceeding ten percent of voting shares of such
) and an approval for shares which may be used as underlying is granted (if any). - Can be offered only to persons related to the issuer or II or HNW. - If the offering is made to HNW who is not a person
functions). Applying for Approval and Reporting Guidelines No prior approval or notification is required except outsourcing the investment management function of mutual funds or provident funds to S
Audit Regulators (IFIAR), or ii. an independent audit regulator of the EU Member States or third countries whose audit oversight system are recognized by the European Commission as