professionals/gatekeeper Company secretary Aud i tor Company secretary Qaulification Q: Does the Securities and Exchange Act specifies the qualifications of company secretary? What educational backgrounds or
professionals/gatekeeper Company secretary Aud i tor Company secretary Qaulification Q: Does the Securities and Exchange Act specifies the qualifications of company secretary? What educational backgrounds or
: Detail Content Group 1: Information disclosure that may cause damage to investors and capital market 1.1 Inform, disseminate, or certify any statement of information that is materially misleading
: Detail Content Group 1: Information disclosure that may cause damage to investors and capital market 1.1 Inform, disseminate, or certify any statement of information that is materially misleading
or other related government entities to suppress the spread of such circumstance or damages. Such requirement is in line with international practices, even in the code of ethics established by
or other related government entities to suppress the spread of such circumstance or damages. Such requirement is in line with international practices, even in the code of ethics established by
) committing unfair securities trading practice; (2) presenting a false statement or concealing material facts that should have been stated; (3) failing to perform duties as director or executive under Section
bondholders' representative appointment agreement (in case of secured bonds/ bonds with a bondholders' representative). - Can be offered only to persons related to the issuer or II or HNW. - If the offering is
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approved entities, e.g., investment consultants 1 and listed companies 2 ______________________________ 1 In case you are a client of a securities or derivatives intermediary who, as a disputant, agrees to