borrowing and lending business" shall be prescribed as securities business under (7) of the definition of "securities business" in Section 4 of the Securities and Exchange Act B.E. 2535. Clause 2 Undertaking
Securities Inter-Dealer Broker Limited BDU Bond Dealer & Underwriter Licensed Dealing of Debt Securities Securities Borrowing & Lending Securities Financing Derivatives Broker
Company to Undertake Securities Finance Business B.E. 2539 (Repealed) 9 Application for License to Undertake Securities Borrowing and Lending Business B.E. 2543 (amended by No. 21) (Repealed) 15
○ Prescription of Venture Capital Management Business as Securities Business (VC) ○ Prescription of Inter - Dealer Brokerage as Securities Business (IDB) ○ Prescription of Securities Borrowing and Lending
or arranging leasehold agreements with other parties (IFF shall not operate infrastructure businesses). 10. An IFF is allowed for a borrowing ≤ 3 times of the equity and the debt shall be a non
or arranging leasehold agreements with other parties (IFF shall not operate infrastructure businesses). 10. An IFF is allowed for a borrowing ≤ 3 times of the equity and the debt shall be a non
Securities Investment Advisors о Derivatives Advisors • Securities Underwriter • Limited BDU • Bond Dealer & Underwriter • Securities Borrowing & Lending • Thailand Securities
limit is < 35% of the total asset value. In case of assets with credit ratings of investment grades, the limit is up to 60% of the total asset value. Borrowing policy must comply with the provisions