In the past, SEC had been approving securities business operators to assign outsourcing in other operations related to businesses for the effectiveness and flexibility of the operation. Business providers are still responsible for any actions operated by the outsourced company while the outsourced company must also have the readiness in both personnel and the operating system, and such operation must be under appropriate supervision.SEC is revising the regulations regarding supervision of...
The Securities and Exchange Commission (SEC), led by Secretary-General Pornanong Budsaratragoon, along with SEC executives, held a joint meeting with the Custodian Club, led by President Utumporn Viranuvatti, and club members, to discuss strategies for elevating the efficiency in the standards of post-trade services of investment management companies. Both parties also exchanged views on the roles of custodians under draft amendments to the Provident Fund (PVD) Act and within the securities trad...
of Sharing Scheme for the neighboring communities. We would like to invite anybody capable of helping others to join our social sharing activity by refilling foods or daily essentials in our pantries
sustainable growth of Thai businesses offshore as well as foreign businesses in need of fund, especially those in neighboring countries,? Vorapol added.
and executives from government and private sectors of Cambodia. SEC Secretary-General Vorapol Socatiyanurak said that ?Cambodia and Thailand are neighboring countries with cultural similarity. Both
elevate their audit work quality to be on par with bigger audit firms. This means the work plan that the SEC supports is a success and the quality of small and medium-sized audit firms is on the rise. In
methods for SMEs and startups that will address issues related to access and costs of the existing fundraising channels, to promote fund mobilization of neighboring countries, and to create opportunities
regulatory barriers to contribute to neighboring countries? economies and capital markets development. Strategy Three: To build a market ecosystem that supports good governance of financial institutions and
initiating and promoting ?ASEAN CG Scorecard? project. We view that the assessment will not only help elevate CG quality of Thai listed companies in line with international standards, but also promote
will also work with the industry panels to further engage domestic and international stakeholders to elevate the profile of ASEAN as an investment destination and promote ASEAN as an asset class whilst