Commission (SEC), and various stakeholders at an international level. Such exposure and recognition can help elevate issuers’ reputation, promote bonds’ visibility, expand new investors’ base as well as
Notification. “critical function” means any activities related to services, transactions or any other functions of an intermediary, the disruption of which would significantly affect customers, business
Notification. “critical function” means any activities related to services, transactions or any other functions of an intermediary, the disruption of which would significantly affect customers, business
Dialogue ...................................................................................... 16 Building Trust Is Critical for Effective Engagement
financing. “Critical function” means any activities related to services, transactions or any other functions of a securities company, the disruption of which would significantly affect customers, business
securities financing. “Critical function” means any activities related to services, transactions or any other functions of a securities company, the disruption of which would significantly affect customers
provides this practice guidelines for being a guideline in practice through which covers a critical matter of business continuity management that should be applied by each intermediary and for determining a
the TSQC 1 as ‘acceptable.’ Audit firms conducted root cause analysis and implement action plan to elevate the quality of quality control system in response to the SEC’s findings. Some audit firms
Policies, Measures, Management Arrangement on Information Security __________________ Clause 7 In this Chapter: “teleworking” means the operation which accesses the critical information system with indirect
Policies, Measures, Management Arrangement on Information Security __________________ Clause 7 In this Chapter: “teleworking” means the operation which accesses the critical information system with indirect