In the past, SEC had been approving securities business operators to assign outsourcing in other operations related to businesses for the effectiveness and flexibility of the operation. Business providers are still responsible for any actions operated by the outsourced company while the outsourced company must also have the readiness in both personnel and the operating system, and such operation must be under appropriate supervision.SEC is revising the regulations regarding supervision of...
Offeror : (1)ALLIANZ INSURANCE HOLDING COMPANY GMBH(2)CPRN HOLDINGS LTD. | Date of submission of the Statement of Intention : 30/10/2001
Offeror : T.C.C. HOLDING CO., LTD. | Date of submission of the Statement of Intention : 25/03/2002
Offeror : Siam Commercial Bank Public Company Limited | Date of submission of the Statement of Intention : 21/03/2011
Offeror : Siam Commercial Bank Public Company Limited | Date of submission of the Statement of Intention : 04/04/2011
Offeror : Siam Commercial Bank Public Company Limited | Date of submission of the Statement of Intention : 09/12/2014
Offeror : Siam Commercial Bank Public Company Limited | Date of submission of the Statement of Intention : 16/01/2015
cooperation helps increase confidence in financial reporting and makes the Thai capital market more attractive to investors. Global acceptance • Thailand’s auditor oversight has recognition in European
continual progress in elevating standards of corporate governance and codes of conduct of both market participants and supervisory agencies to raise confidence in, and recognition of, the Thai capital market
Activity Report 2016_En INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2016 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2016 Executive Summary...................02 Quality Assurance Review Panel