In the past, SEC had been approving securities business operators to assign outsourcing in other operations related to businesses for the effectiveness and flexibility of the operation. Business providers are still responsible for any actions operated by the outsourced company while the outsourced company must also have the readiness in both personnel and the operating system, and such operation must be under appropriate supervision.SEC is revising the regulations regarding supervision of...
The Securities and Exchange Commission (SEC), led by Secretary-General Pornanong Budsaratragoon, along with SEC executives, held a joint meeting with the Custodian Club, led by President Utumporn Viranuvatti, and club members, to discuss strategies for elevating the efficiency in the standards of post-trade services of investment management companies. Both parties also exchanged views on the roles of custodians under draft amendments to the Provident Fund (PVD) Act and within the securities trad...
,Capital Increase,Allocate new issued ordinary shares,Request waiver from making tender offer for resolution of Shareholders' Meeting (Whitewash),Call EGM1/2023 13/01/2023 17:02 Resolutions BOD:Acquisition
measures that the SEC and the SET have revised to elevate the quality and good governance of listed companies. Mrs. Pornanong Budsaratragoon, SEC Secretary-General, and Dr. Pakorn Peetathawatchai, SET
(CEO) may hold the position at only one company while director may hold the position at up to five companies, etc. This is to allow executives of intermediaries to allocate sufficient time to efficiently
Forum (ACMF), which is a high-level grouping of capital market regulators in ASEAN jurisdictions with the aim to elevate the quality of business supervision of the listed companies in ASEAN to meet
elevate their audit work quality to be on par with bigger audit firms. This means the work plan that the SEC supports is a success and the quality of small and medium-sized audit firms is on the rise. In
the TSQC 1 as ‘acceptable.’ Audit firms conducted root cause analysis and implement action plan to elevate the quality of quality control system in response to the SEC’s findings. Some audit firms
of greenwashing as asset management companies have to disclose how they allocate funding towards economic activities that consider environmental, social and governance (ESG) factors, both within and
period will allow APCON to allocate cash flow of the business more appropriately. The details of transaction as follows; 1. Transaction date May 13, 2020 2. Details of financial assistance Guarantee