) sufficient financial resources for the conduct of and risks associated with its operations; (2) safety of its clients’ assets; (3) security measures against electronic crime, which are capable of protecting
outbreak on listed companies and auditors. For example, extending the deadline for submitting financial statements and facilitating the submission of applications and reports via electronic channels to
) information assets, i.e., information, electronic data, and computer data. 2 Clause 3 This Notification shall apply to the persons licensed to engage in securities business or derivatives business in the
) information assets, i.e., information, electronic data, and computer data. 2 Clause 3 This Notification shall apply to the persons licensed to engage in securities business or derivatives business in the
Human rights due diligence ▪ Cyber security Policy ▪ Data Privacy policy o Privacy notice ▪ Vendor Assessment ▪ Environmental Policy o Energy Policy • Energy Conservation Policy • Energy Management Policy
security as well as supervise, monitor and examine compliance with such policies, measures, and operating systems, and review the suitability thereof regularly; In the interest of meeting the aforesaid
reference. Notification of the Security and Exchange Commission No. Sor Jor. 41/2559 Re: Application for and Approval of Offer for Sale of Newly Issued Shares By virtue of Clause 21 of the Notification of the
ประกอบธุรกิจรับทราบ โดยผลการตรวสอบ ดังกล่าวต้องมีรายละเอียดขั้นต่ าเกี่ยวกับ บัญชีผู้ใช้งาน วันเวลาที่เข้าใช้งาน และความพยายามในการเข้าใช้งาน 3 ล าดับ ค าถาม ค าตอบ 6. การจัดเก็บข้อมูล electronic messaging
: Operational Control and Security of the Information Technology of Securities Company For the purpose of rendering the securities companies to efficiently comply with the Notification of the Office of Securities
meeting is held The meeting through electronic media under paragraph three (3) shall be conducted with an information security and shall have audio or video recording, as the case may be, of every attended