and sales orders for investment units including acceptance of payment for subscription or redemption of investment units which shall comply with the rules on electronic trading of investment units; (3
investment in securities or derivatives in the manner of giving an opinion or sharing an investment experience through a website or electronic media occurs extensively in increasingly various forms, both in
Companies dated 29 June 2006. Clause 2 In the Notification: “ electronic data ” means data that are created, sent, received, stored or processed through electronic procedures; “ securities company reporting
Securities and Exchange Commission No. SorThor/Nor. 8/2551 Re: Reporting of Offshore Securities Investment of Securities Company By virtue of Clause 1 (3) of the Notification of the Securities and Exchange
matters relative to independence confirmations, performance evaluations, results of monitoring, client acceptance and continuance evaluation, etc? · Using electronic databases · Manual notes · Checklists
Institution Problems” means a person who makes decisions to invest in real estate or leasehold right, select or propose to the unitholders or his designated person who makes decisions on investment in real
Office of the Securities and Exchange Commission Governing Appointment of Representatives for Sale or Acceptance of Redemption of Investment Units and Marketing Representatives of Private Funds B.E.2551
of director, derivatives investment manager, manager of the management company, or any person holding equivalent position called otherwise who take the highest responsibility in the line of work
including derivatives fund managers being a financial institution regulated by other agencies; “ electronic data ” means data that are created, sent , received, stored or processed through electronic
อิเล็กทรอนิกส์ (electronic file) “บริษัทจัดการ” หมายความว่า บริษัทหลักทรัพย์ที่ได้รับใบอนุญาตให้ประกอบ ธุรกิจหลักทรัพย์ประเภทการจัดการกองทุนรวม “กองทุนรวม” หมายความว่า กองทุนปิดและกองทุนเปิด “กองทุนปิด” หมายความ