collectively and concurrently and the consideration is divided into three areas, namely (1) acceptance of reports via electronic system instead of hardcopy submission, (2) discontinuation of reports to the
from the Bank’s electronic trading system, thus causing damage to clients. Details of the misconduct are as follow: (1) In the case of {A}, she was found to fail to examine the correctness of
the audit within 30 days.On 20 June 2017, EARTH disclosed information through the Stock Exchange of Thailand (SET) Electronic Information System that it had defaulted on the bills of exchange (B/E) and
financial instrument. Pursuant to the Royal Decree, digital assets include cryptocurrencies, digital tokens and any other electronic data unit, as specified by the SEC. The offering of newly issued digital
instrument that will be effective from 1 January 2020. The report form will be revised to be in line with the financial statement form which has recently been revised. In addition, SEC considers it
The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing electronic submission of all required documents through the Online
of a financial instrument according to its fair value
. The new digital platform also covers clearing and settlement, register of instrument holders, custody of instruments, and payment of interest or dividends.“The pilot project will be conducted on
bonds to become an important instrument for sustainable financing in Thailand. In this front, the SEC was given ADB support through a technical assistance on sustainability finance mobilization and
instrument or transaction is allowed without ratio limit, and obligations by way of borrowing or repurchasing (repo) agreement is permitted at the limit of 50 percent of the NAV.A hearing on the principles of