send them an electronic notification. 7. A hire purchase contract shall not contain contractual clauses that can be characterized or defined being: - Wording which requires the lessor to charge a penalty
; (2) Confirmation statement; (3) The evidence of margin call in the case where the derivatives broker calls for a customer to deposit additional margin; (4) Account of derivatives trading of each
electronic recording medium thereof shall be kept by the derivatives broker. (2) records of the details of transactions executed for its customers, confirmation statement, evidence of margin call, account of
electronic recording medium thereof shall be kept by the derivatives broker. (2) records of the details of transactions executed for its customers, confirmation statement, evidence of margin call, account of
2016, the applicant shall file an application for an approval together with 2 supporting documents as prescribed in Clause 3 via electronic system provided by the SEC Office for such application. The
and reports as well as a backup system and an emergency plan for recovering information stored in an electronical form; (2) determining a password to access information stored in an electronic form and
and reports as well as a backup system and an emergency plan for recovering information stored in an electronical form; (2) determining a password to access information stored in an electronic form and
redemption prices; (4) control and monitor any employee who gives the information thereof to clients for correctness and accuracy. Chapter 5 Sending out Transaction Confirmation of Clients
effect May 14, 2018, contain salient points as follows. 1. Definition of digital assets: Digital assets shall include cryptocurrencies (an electronic data unit created for the purpose of being a medium of
ensure that no securities trading transactions of clients shall be revised in violation of or inconsistent with the specified methods and procedures. Chapter 5 Sending out Transaction Confirmation of