notification of the Capital Market Supervisory Board by failing to prepare and file the report of net capital calculation within the specified period. SEC Act S.109 paragraph 1 Settlement Committee Meeting No
further fine of Baht 500 for each day starting from the next day of prosecution date until the company so complies for failing to file the reviewed financial statements for Q1-Q3/2015. Since the defendant
failing to file the reviewed financial statements for Q3/2016. Since the defendant pleaded guilty, the Court reduced the fines by half, resulting in a fine of Baht 40,000 and a further fine of Baht 500 for
day starting from the next day of prosecution date until the company so complies for failing to file the reviewed financial statements for Q1-Q3/2015. Since the defendant pleaded guilty, the Court
prosecution date (June 20,2018) until the company so complies for failing to file the reviewed financial statements for Q2-Q3/2017. SEC Act S.300 in conjunction with 56(1) Criminal Complaint Filed with
day starting from the next day of prosecution date until the company so complies for failing to file the reviewed financial statements for Q3/2016. Since the defendant pleaded guilty, the Court reduced
day starting from the next day of prosecution date (June 20,2018) until the company so complies for failing to file the reviewed financial statements for Q2-Q3/2017. SEC Act S.56 and 199
pay a fine of Baht 683,500 and a further fine of Baht 1,000 for each day starting from the next day of prosecution date until the company so complies for failing to file (1) the audited financial
prosecution date until the company so complies for failing to file (1) the audited financial statements for the year 2015, (2) the annual report for the year 2015 (Form 56-2, 2015) (3) the annual registration
failing to file (1) the audited financial statements for the year 2016, (2) the annual report for the year 2016 (Form 56-2, 2016) (3) the annual registration statement for the year 2016 (Form 56-1, 2016