paragraph shall be filed together with supplementary documents specified the SEC’s Notification as published in the Government Gazette, as well as two copies thereof. Clause 6 In case where the SEC is of the
documents specified the SEC’s Notification as published in the Government Gazette, as well as two copies thereof. Clause 6 In case where the SEC is of the view that limited company or public limited company
equivalent to the fourth rank]" by more than one tier, all higher-level-positions in the same hierarchy pillar must be considered as executive as well. Therefore, both Manager Z and Assistance CFO Y are
banned under the law on Supervision of Financial Institutions, either Thai or foreign law, provided that such prohibited characteristics are related to corruption, fraud / managing work in violation of law
country funds: (1) Calculation and announcement of the NAV, investment unit values, as well as uses of number of decimal digits; (2) Announcement of dividend payment; (3) Dissolution of funds. Authority of
country funds: (1) Calculation and announcement of the NAV, investment unit values, as well as uses of number of decimal digits; (2) Announcement of dividend payment; (3) Dissolution of funds. Authority of
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financial disclosure system of the entities and auditors, the SEC has revised the rules on approval of auditors by prescribing additional qualifications and prohibited characteristics of auditors, as well as
company shall establish a system for redemption of investment units, and a system for examination of purchase or redemption of investment units. (2) Transfer of investment in investment units, as well as