Bangkok, 31 August 2017 ? The SEC is seeking public comments on the draft rules concerning determination of paid-up registered capital of securities and derivatives intermediaries to better suit
SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in
delimitation of international frontiers and boundaries and to the name of any territory, city or area. © OECD 2012 You can copy, download or print OECD content for your own use, and you can include excerpts from
in accordance with international standards. One of the achievements during the year was the overall result of the Thai capital market assessment under the Financial Sector Assessment Program, a joint
) Market Professionals ( 4 ) International Relations ( 1 ) Takeover ( 1 ) Toward International Excellence ( 1 ) More >> Documents Adobe PDF ( 1,646 ) aspx ( 186 ) Microsoft Word ( 52 ) Microsoft Word X ( 7
Corporate Finance 33 Broker-Dealer 36 Asset Management 43 Investment Adviser 48 Enforcement 53 Market 57 International Cooperation 60 Corporate Affairs Appendices 63 Capital Market Performance 2002-2004 69
...................................................................................... Capital Market Overview Market Review ....................................................................................................................... Action Plan and Significant Events Strategic
) Strategic Plan ( 10 ) investor ( 9 ) Investors ( 9 ) IPO ( 8 ) Market Professionals ( 5 ) International Relations ( 3 ) Takeover ( 3 ) Toward International Excellence ( 2 ) More >> Documents Adobe PDF ( 2,391
Bank Global Capital Markets Practice, as part of the Reports on Observance of Standards and Codes Program. The report is based in part on a template/questionnaire completed by the law firm Weerawong
) Investors ( 7 ) IPO ( 7 ) Market Professionals ( 4 ) International Relations ( 3 ) Takeover ( 3 ) Toward International Excellence ( 2 ) More >> Documents Adobe PDF ( 2,199 ) aspx ( 207 ) Microsoft Word ( 110