determine a violation and take an action on any individual or firm, the SEC would investigate and gather information, facts and evidence concerning the violation. Generally, an alleged offender may clarify or
), misappropriated PPPC's money to invest in and pay off debts of the companies over which he had full control for his own benefit, causing damage to PPPC's property, violating Section 307, 308 & 311 http
&start=30&rows=10 31 - 39 of 39 results Sort by: Relevance Date (Newest) Date (Oldest) Settlement Committee Order No. 21/2022 Dated 07/12/2022 stations were not provided a warning statement about the risks
) Settlement Committee Order No. 7/2023 Dated 21/09/2023 Merkle Capital Company Limited Merkle Capital Company Limited ("Merkle"), a digital asset fund manager, has duties to submit the report of penetration
) Settlement Committee Order No. 7/2023 Dated 21/09/2023 Merkle Capital Company Limited Merkle Capital Company Limited ("Merkle"), a digital asset fund manager, has duties to submit the report of penetration
) Settlement Committee Order No. 7/2023 Dated 21/09/2023 Merkle Capital Company Limited Merkle Capital Company Limited ("Merkle"), a digital asset fund manager, has duties to submit the report of penetration
civil sanctionsThe SEC Office files a petition with the court for legal execution. The right to institute a criminal prosecution is extinguished YES. (fully paid) The case is finally dismissed The
18/12/2009 company is licensed to operate derivatives business. Later, the company took possession of the deceived investors’ assets. Such actions were deemed to be a public frauds under Section 343 of
/2021 Dated 21/07/2021 K.C. Property Public Company Limited K.C. Property Public Company Limited, a listed company, failed to prepare and submit the audited financial statements for the year 2018 through
Company Limited, a listed company, failed to prepare and submit the audited financial statements for the year 2018 through the transmission http://market.sec.or.th/public/idisc/en/Enforce Settlement