follows: (1) The targeting fund shall not invest back to the invested fund (circle investment), and the invested fund shall not invest in other funds under the same management company (cascade investment
follows: (1) The targeting fund shall not invest back to the invested fund (circle investment), and the invested fund shall not invest in other funds under the same management company (cascade investment
revenue to the country. As the Thai capital market has been developed to become increasingly efficient and significant sources of financing, they have, in parallel, increased contributions to the country's
ensures that efficient internal control is in place and the SEC operation complies with corporate governance principles. Click here to see SEC organization chart. Our Roles How We Regulate
ในกองทุนรวมอื่นภายใต้ บลจ. เดียวกันรวมแล้วไม่เกิน 3 ชั้น (กองทุนต้นทาง -> กองทุนปลายทาง 1 -> กองทุนปลายทาง 2) โดยห้ามลงทุนย้อนกลับ (Circle investment) (2) เรียกเก็บค่าธรรมเนียมไม่ซ้ำซ้อน (3) ห้าม
manager being a director, executive or employee of another company, the mutual fund management company shall prove that the organization structure of is designed or efficient measures installed to prevent
manager being a director, executive or employee of another company, the mutual fund management company shall prove that the organization structure of is designed or efficient measures installed to prevent
an innovative organization that adopts digital technology to provide efficient and reliable services that meet stakeholders' expectations. Get to Know Us Strategic Plan Toward International Excellence
other applicable laws and regulations including the SEC anti-corruption policy and internal control. This is to assure that the SEC operation is appropriate, efficient and effective. Currently, the
markets are fair, efficient and transparent, and (3) reducing systemic risks. IOSCO Principles comprise 37 Principles, which can be mainly separated into two main groups: principles for regulator and