effective outcomes for the capital market sector and the Thai economy at large. The Strategic Plan 2022 – 2024 aims to achieve three main objectives, namely (1) enhancing competitiveness, (2) ensuring
other applicable laws and regulations including the SEC anti-corruption policy and internal control. This is to assure that the SEC operation is appropriate, efficient and effective. Currently, the
revenue to the country. As the Thai capital market has been developed to become increasingly efficient and significant sources of financing, they have, in parallel, increased contributions to the country's
ensures that efficient internal control is in place and the SEC operation complies with corporate governance principles. Click here to see SEC organization chart. Our Roles How We Regulate
markets are fair, efficient and transparent, and (3) reducing systemic risks. IOSCO Principles comprise 37 Principles, which can be mainly separated into two main groups: principles for regulator and
empowered to appoint the Audit Committee to reinforce transparency, fairness and accountability of the SEC. This checks and balances structure helps to establish an efficient internal control
markets are fair, efficient and transparent, and (3) reducing systemic risks. IOSCO Principles comprise 37 Principles, which can be mainly separated into two main groups: principles for regulator and
financial instruments and put in place effective regulations to ensure fairness and prevent exploitation of stakeholders. As the market became more developed, new products were introduced and three laws were
กรกำกับดูแลภัยคุกคม ไซเบอร์แก่ผู้ประกอบธุรกิจในตลดทุน เพ่ือเตรียมควมพร้อมในกรจัดกร กับภัยคุกคมไซเบอร์ 12 D. รู้เท่าทันความเสี่ยงและกำากับดูแลได้อย่างตรงจุด (effective supervision) เป้าหมายที่ต้องการ
Effective supervision & enforcement: ก.ล.ต. มีมาตรการป้องกัน คุ้มครอง และทาให้ผู้ลงทุนรู้สิทธิ และสามารถกากบัดแูลและบงัคบัใช้กฎหมายอย่างมีประสทิธภิาพ • งานกากบัผูป้ระกอบธรุกจิในตลาดทุน ก.ล.ต. สามารถ กากับดูแล