Characteristics dated July 7, 2018 (Effective Date of June 16, 2018) The Notification of the Securities and Exchange Commission No . GorJor 12/2561 Re: Specification of Additional Types of Digital Tokens dated June
businesses are categorized into three types: (1) digital asset exchange; (2) digital asset broker; and (3) digital asset dealer. Digital asset exchange means a center or a network established for the purposes
businesses are categorized into three types: (1) digital asset exchange; (2) digital asset broker; and (3) digital asset dealer. Digital asset exchange means a center or a network established for the purposes
broker or an agent to effectuate trading in debt securities between dealers in normal course of business, the service of which is carried out by collecting information on offer for sale or purchase of such
≤ 10 . 5 % or NC ≤ 22 . 5 million baht or 1 . 2 For the case of securities company holding derivatives broker license NCR ≤ 10 . 5 % or NC ≤ 37 . 5 million baht 1 . 3 For the case of securities company
“CFO Focus on Financial Reporting" organized by the Federation of Accounting Profession under the Patronage of His Majesty the King. (The number of hours in attending this course before the effective
approval from SEC Board/CMSB/SEC Office before the notifications become effective * 11. Publicly disclose in the Government Gazette / send the circulars / conduct seminars or dialogues with practitioners
, Provisions, Procedure for Approval of an ICO Portal Service Provider dated July 3, 2018 ( Effective as of July 16, 2018) Related Forms Application Form for Approval (Form 19-1) Form for Certification of
the SEC Thailand within 1 year after the effective date of the previously submitted registration statement, either Form 69 – CIS full or Form 69 – CIS annually update , as the case may be. In the
effective date of the previously submitted registration statement, either Form 69 – CIS full or Form 69 – CIS annually update , as the case may be. In the case where there is a material change to the