expects that this will contribute to the comprehensive utilization of capital market benefits. However, the SEC’s role does not involve preventing investor losses or ensuring compensation in the event such
corporate wealth creation. Importantly, the Principles have a proven record as the international reference point and as an effective tool for implementation: They have been adopted as one of the Financial
for capital raising and mobilization, and become an effective catalyst for sustainable progress and prosperity of the Thai capital market in the years to come. Thailand economic direction is driven by a
promote effective enforcement, which in turn, shall ensure fair investor protection and encourage efficient development of businesses and transactions in the capital market. Our international work made a
Expansion of Investor Base and Distribution Channels Coupled with Promotion of Investment Culture ■ Additional Mutual Fund Management Licenses to Promote Professional Management in the Thai Capital Market
● Development of Debt Instrument Secondary Market Expansion of Investor Base and Distribution Channels for Investors and Promotion of Investment Culture ● Additional Mutual Fund Management Licenses in the Thai
investor confidence. Key reforms include: > Improving SOE governance and making the state a more effective owner, to support this a focused review on SOE governance, benchmarking the existing framework
principles for governments to follow in developing their regulatory frameworks, recognising the importance of supervisory, regulatory and enforcement authorities in ensuring effective implementation. Broad
the SET by Investor Groups ■ Foreign Investors ■ Local Non-institutional Investors ■ Local Institutional Investors 32% 62% 6% 19% 77% 4% 23% 72% 5% 18% 76% 6% 21% 70% 8% 2000 2001 2002 2003 2004 100% 80
approval from SEC Board/CMSB/SEC Office before the notifications become effective * 11. Publicly disclose in the Government Gazette / send the circulars / conduct seminars or dialogues with practitioners