register the amendment to the fund’s articles within fifteen days after the date of passing of the resolution of such amendment and the amendment shall not take effect until the Registrar has effected the

which the possible effects on current period’s figures exist, where: ( 2.3.1 corresponding figures contain material misstatements but there is no effect on current period’s figures (paragraph

be in effect from 1 December 2560 (2017) onwards. Notified this 31st day of October 2017. (Mr. Voravidh Champeeratana) Chairman Securities and Exchange Commission

possible cumulative effect on the financial statements (paragraph number ........) With emphasis of matter paragraph on ( 4.3 Material misstatements arising from ( 4.3.1 Appropriateness of selected

significant case effect to the security of the information technology [M] · proving a method or compliance guideline support to compliance with the prescribed policy [M] · determining clearly duties and

evaluations and at appraisals – what is emphasis on commercial objectives, or technical ability? 4 What is the risk of inexperienced people being out of depth at client (and effect on their dealings with client

. Rules and Periods for Report Submission of Securities Companies dated 18 May 1992 which have been in effect prior to the effective date of this Notification shall remain in full force to the extent that

Remedying Identified Deficiencies 1 Does the firm evaluate the effect of deficiencies noted as a result of monitoring process and determine whether they are either 1) Instances that do not necessarily

รองรับการปรับสิทธิ - อื่น ๆ (ถ้ามี) ระบุ ________ 2.2 ผลกระทบต่อผู้ถือหุ้น (dilution effect) หากมีการใช้สิทธิครบถ้วน โดยได้ระบุ (1) price dilution Checklist ครบถ้วน ตามเกณฑ์ เอกสาร อ้างอิง (ข้อ/หน้า) 2

เป็นผู้กำหนดจำนวน warrant ที่จะออก 1. จำกัดจำนวนหุ้น ( 30% (ต่อ) ข้อเสนอเพิ่มเติม ( กำหนดให้บริษัทจดทะเบียนที่เป็นผู้ออก warrant คำนวณ dilution effect ไว้ใน website เพื่อให้ข้อมูลแก่ ผู้ลงทุน ( ให้