professionals/gatekeeper Company secretary Aud i tor Company secretary Qaulification Q: Does the Securities and Exchange Act specifies the qualifications of company secretary? What educational backgrounds or
related associations The SEC has the power to make an order for the directors or members to clarify about facts of the associations. The SEC or the officers are empowered to enter the association during the
(CMSB) has the power and duty under the Securities and Exchange Act that include issuance of rules and regulations governing the securities industry and reporting to the SEC Board. The CMSB comprises
management of the mutual fund may cause damage or unfair treatment to the investors. (5) The operation of the mutual fund is inconsistent with the approved scheme. In this connection, the SEC has the power
Seminar 2020 ตอนที่ 1 “Power of the crowd: ฝ่าวิกฤต COVID-19 ด้วยคราวด์ฟันดิง" SEC Fintech Virtual Seminar 2020 ตอนที่ 2 “พลิกโฉมธุรกิจ SME: โอกาสใหม่ในยุค COVID-19" SEC FinTech Virtual Seminar 2020 ตอนที่
, address, telephone number, etc. and any personal data that indirectly identifies a person, e.g., educational background, training, etc. as long as it is necessary for the purposes of collection of such
trading The Ministry of Finance had the power to regulate securities trading on the Stock Exchange of Thailand (SET) by issuing regulations or approving those drafted by the SET Board of Governors