follows: Protection of shareholders' right and fair treatment of shareholders Transparent and fair shareholding structure; Directors, executives and major shareholders do not have conflict of interests or
professionals/gatekeeper Company secretary Aud i tor Company secretary Qaulification Q: Does the Securities and Exchange Act specifies the qualifications of company secretary? What educational backgrounds or
audit committee serve as director in business partner company? A: A qualification on independence of audit committee specified that the committee must not have conflict of interests with the company. If
about the investme nts and any conflict s of interest; (6) Any other information about the private fund to protect the client's interest. Nevertheless, the provisions shall not apply to Government
ของผู้ถือหุ้น และปฏิบัติต่อผู้ถือหุ้นอย่างเป็นธรรม โครงสร้างการถือหุ้นชัดเจน เป็นธรรม กรรมการ ผู้บริหาร และผู้ถือหุ้นรายใหญ่ ไม่มีความขัดแย้งทางผลประโยชน์ (conflict of interest) หรือมีมาตรการรองรับ
directors, executives, employees and staff, and professional advisers, such as legal or financial advisers. 6.3.2 The board should ensure management and monitoring of conflict of interest situations and
grounds to suspect that the directors, executives, and major shareholders having other interest which may be in conflict with the best interest of the business or having benefits transferred from the
Causes of a conflict of interest Financial Impacts Doing Business in the Future Approval for Financial Advisors and Supervisors Juristic Persons (1) Being a financial institution or a