SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to
Early this year, SEC held public hearings to obtain views on establishing rules that require companies issuing IPOs to disclose information related with the offering for sale of their securities
SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in
The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing electronic submission of all required documents through the Online
) Publications "R2 Project" - an educational brochure on fundamental rights of investors that should be exercised to protect themselves from unfair treatment. "Investment in Property Fund" - a booklet on how to
must be approved by SEC and digital tokens must be offered through digital token portals https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8289 SEC summarizes academic panel discussion on “Libra” for
academic panel discussion on “Libra” for country development in digital age involving laws in Thailand, and exchange aspects from practitioners for digital asset consideration. “SEC will be an agency which
approved by SEC and digital tokens must be offered through digital token portals https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8289 SEC summarizes academic panel discussion on “Libra” for country
Report on the Observance of Standards and Codes (ROSC) CORPORATE GOVERNANCE COUNTRY ASSESSMENT Thailand JANUARY 2013 Report on the Observance of Standards and Codes (ROSC) CORPORATE GOVERNANCE
GOVERNANCE TO A HIGHER LEVEL 2011 This work is published on the responsibility of the Secretary-General of the OECD. The opinions expressed and arguments employed herein do not necessarily reflect the official