paid-up capital suitable for the business nature and risks instead. In addition, the SEC Board has the power to exempt certain business undertaking from being classified as securities business such as
: Progress and Challenges (2010). http://siteresources.worldbank.org/DATASTATISTICS/Resources/GDP_PPP.pdf REFORM PRIORITIES IN ASIA: TAKING CORPORATE GOVERNANCE TO A HIGHER LEVEL © OECD 2011 9 Asia today is
Bangkok, January 27, 2015 ? The SEC eases investment rules to allow mutual funds for retail investors (retail fund) and private funds to invest in the GMS instruments. Vorapol Socatiyanurak, SEC
six months to improve and develop necessary work systems in compliance with the governing regulations. ________________________
involving laws in Thailand, and exchange aspects from practitioners for digital asset consideration. “SEC will be an agency which opens for comments, enriches knowledge for all relevant parties, holds
Fund Manager
Fund Manager
service platforms that correspond with consumer behaviors today, including new services to sell mutual fund units. Currently, there are businesses that wish to provide financial services in this area
thus should be repealed and which matters can be disclosed via other means and which reports remain necessary and may be reported electronically in lieu of hardcopy submission. This streamlining
, while reviewing the existing regulations to be in line with the current situations and remain as necessary for more convenience, less business-sector costs, lower burden on people and compliance with the