Additional Rules on Foreign Companies Holding or to Hold Shares Being Securities Traded on Foreign Securities Exchange that Offer for Sale of Newly Issued Securities in Thailand
Rules Conditions and Procedures for Being Director or Executive of Other Securities Companies
Rules for Being Settlor and Trustee of Real Estate Investment Trust
Rules for Being Settlor and Trustee of Real Estate Investment Trust (Codified)
Guidelines for Considering Characteristics of Giving Advice to the Public Which Is Not Deemed an Undertaking of Securities Business in the Category of Investment Advisory or an Undertaking of
Segregation and Management of Client’s Assets In Case of Intermediary Being under Receivership by Court Order
Regulations for Becoming Trustee in Sukuk Transactions
Prescribing Natures of Giving Advice to Public Not Being Regarded as Engagement in the Securities Business of Investment Advisory Service
Prescribing Natures of Giving Advice to Public Not Being Regarded as Engagement in the Securities Business of Investment Advisory Service
Call for and Deposit of Margins for Derivatives Trading in Derivatives Exchange (No. 2)