borrowing and lending business" shall be prescribed as securities business under (7) of the definition of "securities business" in Section 4 of the Securities and Exchange Act B.E. 2535. Clause 2 Undertaking
Services to promote inclusive economic growth 24/11/2022 SEC Thailand, CFA Institute and CFA Society Thailand co-organize a webinar on guidelines for integrating ESG factors into securities analysis 01/03
) Financial Crime Suppression, the Ministry of Finance Telephone: 1359 Website: www.1359.in.th ● Frauds or embezzlement considered as economic crime (e.g., product piracy, computer crime) Economic Crime
Securities Inter-Dealer Broker Limited BDU Bond Dealer & Underwriter Licensed Dealing of Debt Securities Securities Borrowing & Lending Securities Financing Derivatives Broker
international counterparts, and to support the launch of the ASEAN Economic Community and the recognition of ASEAN capital markets among global investors. Assessment Criteria Based on the principles of the
international counterparts, and to support the launch of the ASEAN Economic Community and the recognition of ASEAN capital markets among global investors. Assessment Criteria Based on the principles of the
Company to Undertake Securities Finance Business B.E. 2539 (Repealed) 9 Application for License to Undertake Securities Borrowing and Lending Business B.E. 2543 (amended by No. 21) (Repealed) 15
○ Prescription of Venture Capital Management Business as Securities Business (VC) ○ Prescription of Inter - Dealer Brokerage as Securities Business (IDB) ○ Prescription of Securities Borrowing and Lending
efficiently mobilize, allocate, and monitor the utilization of the economic resources. The capital market links and transfers capital between businesses that need funding both in the public and private sectors
), Yale University, U.S.A. B.A. (Highest Honors) (Economics), Swarthmore College, U.S.A. Current Appointments Member, National Economic and Social Development Council Member of the Board, Securities and