companies limited with the duty pursuant to section 56 of the Securities and Exchange Act. No approval or filing is required, but it must comply with the following conditions for approval: The nature of the
following nature: no opinion / there is an opinion that the statements are incorrect / there are substantive conditions that the reports do not meet the standards / limited in scope by the company or the
Asset Management Limited June 11, 2015 ASEAN Collective Investment Schemes (CIS) Asia Region Funds Passport (ARFP) Foreign Exchange-Traded https://www.sec.or.th/EN/Pages/LawandRegulations
securities and whether they are offered privately or publicly. These are important factors to determine the level of impact: Type of securities Who offers the securities Nature of offers Regulations New
Placement (PP) – in case of a non-listed company The nature of offers is one of the following: The value of offer is ≤ 20 million baht. There are ≤ 50 investors. Being an institutional investor. No need to
have done favours which clearly benefit the company, such as customer, supplier, etc. The process of allocation of shares to sponsors The board of directors specifies the nature of favours The board of
inside information related to a securities issuing company Nature of the acts Purchase or sell securities or enter into a derivatives contract related to securities, either for oneself or other persons
inside information related to a securities issuing company Nature of the acts Purchase or sell securities or enter into a derivatives contract related to securities, either for oneself or other persons
– in case of a listed company Criteria for approval: can be divided into four cases, depending on the nature of share price indication based on the resolution of the shareholders' meeting. 1 st case
activities that indirectly contribute to improvement in the public health and welfare, environment conditions, safety of public lives and assets. 4. The name of fund shall begin with “Infrastructure Fund