PowerPoint Presentation Considering whether it constitute law violation Taking legal action(s) Administrative Action Civil Sanction Criminal Action CSC considers whether a civil sanction is proper to
integrity. The SEC also oversees regulatory compliance and enforces the governing laws to ensure that the capital market will be developed toward sustainable growth and generate positive impacts on the
/public/idisc/en/Enforce Criminal Complaint Filed with an Inquiry Official Dated 31/03/2023 available to provide services with respect to the trading or exchange of digital assets for its own account in the