role so assigned; (5) have procedures to monitor and supervise business conduct and behaviour of staff in order to examine and prevent the conduct or behaviour which may cause: (a) negative image to the
to remain fit and proper for the role so assigned; (5) have procedures to monitor and supervise business conduct and behaviour of staff in order to examine and prevent the conduct or behaviour which
annually, and update them where necessary to reflect changes in actual practice. 13. This statement should be easy to find on the signatory’s website, or if they do not have a website in another accessible
variety of financial tools, flexibility and competitiveness of securities businesses, safeguards market stability, ensures securities trading fairness, and facilitates easy access to information. The SEC
risk management. 4. There should be an establishment of a compliance unit to supervise and monitor the operation that is independent from the management and other units. 5. Operation conducted with
/2018/10/COSO_WBCSD_ESGERM_Guidance.pdf How to review and revise • Stay alert to internal and external changes in the business context • Monitor whether new climate risks have merged or substantially
remained strong as banks continued to closely monitor credit quality and maintained high levels of capital fund and loan-loss provisions to facilitate credit expansion going forward. Credit Rating Land and
securities, provided that such statement shall be distinct, easy-to-read, and not smaller in size than the regular font used in such article or research paper, and shall be on the same page of the summary of
distinct, easy-to-read, and not smaller in size than the regular font used in such article or research paper, and shall be on the same page of the summary of such article or research paper or at a nearby
or research paper in underwritten securities, provided that such statement shall be distinct, easy-to- read, and not smaller in size than the regular font used in such article or research paper, and