Facebook page "Give Financial Advice" impersonates “CP ALL Plc.” : Unlicensed securities and derivatives business (Disclosure Date : 11/09/2024)
the SEC supervision can also be viewed under ?Investor Alert? banner. In addition, any investor or general public can be of assistance by simply dialing 1207 to give information on suspicious
investors.However, SEC intends to amend the regulations to give permission for asset management companies with a custodian services to protect investors’ asset and stringent supervision on asset separation to keep
. Asset management companies also appoint custodians approved by SEC to safely keep the assets of investors.However, SEC intends to amend the regulations to give permission for asset management companies
interested parties are welcome to give comments and suggestions via the websites or email: chananisa@sec.or.th or wareeya@set.or.th. The public hearing ends on 18 August 2022. ________________________Remarks
/ investment analysts / unit sellers to give information or advice on the invested products or services, which may cause damage to the investment Solicitation or fraud by unlicensed or unapproved entities, for
www.set.or.th . Stakeholders and interested parties are welcome to give comments and suggestions via the websites or email: chananisa@sec.or.th or wareeya@set.or.th. The public hearing ends on 18 August 2022
., Ltd.Earlier https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7293 SEC urges digital asset business operators to give priority to cybersecurity and client’s asset safe keeping therefore urging digital asset
client or beneficial owner. In case the client refused to give personal information or the information are substantially insufficient or not current, or there is https://publish.sec.or.th/nrs/6086pe.doc บท