needed time, including the fact that the company fails to provide appropriate computer system and personnel management adequate for supporting business operation. Any of the above mentioned risks may cause
พันธบัตรเอเชียระยะที่สอง (Asian Bond Fund 2) ตามมติของที่ประชุมกลุ่ม ธนาคารกลางสมาชิก Executives’ Meeting of East Asia and Pacific Central Banks (EMEAP) มิให้ นำมาใช้บังคับไม่ว่าในช่วงเวลาใด” ข้อ 5 ประกาศนี้
Notification of the Securities and Exchange Commission No. Kor Dor. 17/2539 Re: Rules, Conditions and Procedure for Applying for License and Granting of License to Provide Services as Securities Registrar By
ตั้งขึ้นเพื่อส่งเสริมการพัฒนาตลาดพันธบัตรสกุลเงินท้องถิ่นในภูมิภาคตามโครงการจัดตั้งกองทุนพันธบัตรเอเชียระยะที่สอง (Asian Bond Fund 2) ตามมติของที่ประชุมกลุ่มธนาคารกลางสมาชิก Executives’ Meeting of East
the public as well as other securities companies; (b) members shall treat clients fairly and shall not be involved in discriminatory practice, and shall provide services by using knowledge and
].............., CPA License No. ......................, I hereby provide evidentiary documentation for your consideration, as follows: 1. Evidence on the registration of juristic person / body of persons: 1.1 a copy of
rights, construct, purchase, provide, sell, dispose, rent lease, hire purchase, grant of hire purchase, borrow, lend accept pledge, accept mortgage, exchange, transfer, accept transfer, or take any action
other securities business, it shall be deemed that the company has been permitted by the Office to establish a branch office to provide private fund management services for customers. Clause 4. In
and perform the auditing to provide opinion on the financial statements in compliance with the requirements of the law relating to auditors and additional requirements as specified in the notification
understanding of the requirements under HK-TH MRF MoU, the SEC hereby would like to clarify the details thereof and provide information on related practices as follows: 1. Objectives of HK-TH MRF MoU HK-TH MRF