in the purchase, sale or exchange of securities in the normal course of business in consideration of a commission, fee or other remuneration therefrom. "securities dealing" means a purchase, sale or
. "securities brokerage" means brokering or representing any person in the purchase, sale or exchange of securities in the normal course of business in consideration of a commission, fee or other remuneration
entitled to vote. SECTION 89/14 A director and an executive shall file with the company a report on his interest or a related person’s interest in relation to management of the company or the subsidiary in
of the SET 5.6 Financial support to the SET In the case where it is necessary to increase the competitiveness of the SET or there occurs a special circumstance and the SET needs a financial support
; (2) increase in the types of investment units without diminishing the existing rights of the unitholders; (3) proceeding in compliance with the provisions of this Act; (4) revision or modification of a
27, such auditor shall disclose his finding or render his opinion and clarify consequences material to the financial statements in his audit report. SECTION 30. The auditor under Section 28 shall be a
27, such auditor shall disclose his finding or render his opinion and clarify consequences material to the financial statements in his audit report. SECTION 30. The auditor under Section 28 shall be a
the 62nd Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the trust for transactions in the capital market
insurance for liability of the trustee and the submission of report or any documents to the SEC Office. SECTION 59 A trustee shall prepare financial statements of a trust segregating the property held in
, Section 77, and Section 78 which shall come into force on the day following the date of its publication in the Government Gazette. SECTION 3 In this Act: “trust” means legal relationship arising from a