Rules on Appointment of a Third Party as a Service Provider on Behalf of an Intermediary or as a Marketing Agent of a Derivatives Fund Manager
Determination of an Additional Type of Securities
Providing Compliance Unit of an Intermediary
Determination of Undertaking not Deemed as a Derivatives Dealer
Determination of Characteristics of Bills Deemed as Securities (No. 2)
Rules, Conditions and Procedures for Providing Services as Securities Registrar
Determination of Securities Issuer Deemed as a Company
Re: Submission of the Registration Statement for an Offer for Sale of Debt Securities
Rules on Application for Obtaining an Approval and Granting to Establish Branch Offices of Intermediaries