embrace changes and develops a sustainable capital market and economy for the benefit of all stakeholders " Our mission is : “To assure conducive environment for a fair, efficient, dynamic and inclusive
offence, the SEC Office may issue a written warning to the company against such improper act. Q: While under business rehabilitation by a plan administrator, is the company required to have an active
established an anti-corruption policy? If not, when will the company begin to develop such policy? 2. In case of an anti-corruption policy already put in place, has the company laid out a management structure
International Symposium on “Asia: the Dynamic Capital Market Frontier” July 27, 2012. Keynote Address by Mr. Chaikasem Nitisiri, Chairman of the Securities and Exchange Commission, Thailand at Euromoney Greater
56-2) within 120 days Certification of Financial Statements (form 56-3) Summary of Auditors' Reports (form 61-4) The duties of the securities issuing company begin when filing comes into effect
, the highly active market in 1987 drew in short-term speculation that led to unfair market practice amidst inefficient investor protection. To address the aforesaid issues, the Securities and Exchange
Clients. Princ iple 3: Make Informed Investment Decisions and Engage in Active Ongoing Monitoring of Investee Companies. Principle 4: Apply Enhanced Monitoring of and Engagement with the Investee