. ● Documents relating to settlement / cash deposit to or withdrawal from a trading account, for instance: Bank statements used for ATS trading Deposit/withdrawal/transfer slip for purchasing securities
ensures that efficient internal control is in place and the SEC operation complies with corporate governance principles. Click here to see SEC organization chart. Our Roles How We Regulate
development of both primary and secondary markets. This new structure also facilitated issuance of new financial instruments and put in place effective regulations to ensure fairness and prevent exploitation of
States) OrganizationStructure ensures that efficient internal control is in place and the SEC operation complies with corporate governance principles. Click here to see SEC organization chart
account, pay-in slip, transfer-deposit-withdrawal slips, statement report, solicitation documents/contracts, and a certified copy of personal checks and other evidence relevant to and useful for the SEC
of 80.10%. Compared with other East Asia & Pacific economies, Thailand and Singapore are at the 2 nd place while Malaysia is in the lead. The higher ranking based on the Protecting Minority Investors
of 80.10%. Compared with other East Asia & Pacific economies, Thailand and Singapore are at the 2 nd place while Malaysia is in the lead. The higher ranking based on the Protecting Minority Investors
before it takes place? Ans. Yes - พ.ร.บ. บริษัทมหาชนฯ มาตรา 33 มาตรา 80 และ มาตรา 102 - พ.ร.บ. หลักทรัพยฯ์ มาตรา 89/12 และมาตรา 89/13 - ประกาศคณะกรรมการกำกับตลาดทุน ที่ ทจ. 21/2551 - ข้อบังคับ