forth by the SEC Board and supervise compliance and enforcement of the securities laws. The SEC Office is headed by Secretary-General who is appointed by the Cabinet upon the Minister of Finance’s
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, supervise the capital market, for example, fund mobilization, products and services, related business operators, unfair securities trading activities in the capital market. The SEC revenue comprises fee
(CMSB) has the power and duty under the Securities and Exchange Act that include issuance of rules and regulations governing the securities industry and reporting to the SEC Board. The CMSB comprises
matters under its supervision in accordance with the governing laws . Conducts liable to the supervision include duty performance of market participants such as securities issuers,approved securities
Techamontrikul Member Subcommittee on Governance and Remuneration (Office term of two years ) The Subcommittee has a duty to propose policies and workplans for developing organizational governance, as well as
helps to establish an efficient internal control. Subcommittee on Governance and Remuneration Sub-committee (Office term of two years ) The Subcommittee has a duty to propose policies and workplans
นักงำน ได้แก่ บริษัทหลักทรัพย์จัดกำรกองทุน (บลจ.) และผู้รับฝำกหลักทรัพย์ (Custodian) โดยมีกำรแบ่งแยกหน้ำที่ (segregation of duty) และมีกำรสอบทำน (check and balance) เพื่อให้เกิดประสิทธิภำพและมีควำมรอบ