Information on the laws and regulations relevant to performing duty as Recognised Representative in ACMF member countries Professional Mobility ACMF Pass framework Products : shares, bonds, units of
age of twenty; (3) Having passed the fundamental knowledge examination for professionals administered by a training institute or having completed the courses that are approved by the Office; (4) Being
DERIVATIVES ACT DERIVATIVES ACT B.E. 2546 (2003) SECTION 9. The SEC shall have the power and duty to formulate policies, to promote and develop, as well as to supervise, matters concerning
• Key contribution: Only one other laboratories. Not all financial institutions can capture regulators. Regulator roles different. IMPORTANCE OF INVESTMENT ADVISERS IN USA FIDUCIARY DUTY • In USA
Duty as Professional ________________ Clause 1345 A securities company licensed to undertake the securities brokerage business shall do fundamental analysis report and provide such information to client
(recommendations) เพ่ือเสริมหลักปฏิบัติและแนวปฏิบัติของ CG Code และ จัดสัมมนาหรืออบรมให้แก่กรรมการ ผู้บริหาร และบุคลากรที่เกี่ยวข้อง เพื่อช่วยยกระดับการกำกับดูแลกิจการ ซึ่งเป็นรากฐาน (fundamental) ของ บจ. ในการ
Classification : ใชภ้ายใน (Internal) 9 Fundamental analysis • Macroeconomic & industry analysis • Assessment of company fundamentals • Financial reporting & ratio analysis • ESG factor materiality assessment
Section 19 Securities and Exchange Act B.E. 2535 Section 19. The Office has the power and duty to perform any act necessary for the implementation of the SEC’s resolutions and to perform any other