Committee Order No. 2/2023 Dated 24/04/2023 to order or act where he has the duty, resulted in the offence committed by Zipmex concerning the case that during September 15, 2021 to May 7, 2022, Zipmex kept
/2023 Dated 24/04/2023 to order or act where he has the duty, resulted in the offence committed by Zipmex concerning the case that during September 15, 2021 to May 7, 2022, Zipmex kept and maintained
IC’s duty. SEC Act S.113 Settlement Committee Meeting No. 6/2023 Settlement http://market.sec.or.th/public/idisc/en/Enforce Criminal Complaint Filed with an Inquiry Official Dated 27/02/2024 order and
/2023 Dated 24/04/2023 to order or act where he has the duty, resulted in the offence committed by Zipmex concerning the case that during September 15, 2021 to May 7, 2022, Zipmex kept and maintained
securities http://market.sec.or.th/public/idisc/en/Enforce Criminal Complaint Filed with an Inquiry Official Dated 18/12/2009 company is licensed to operate derivatives business. Later, the company took
Company Limited (“VI”)), a securities http://market.sec.or.th/public/idisc/en/Enforce Criminal Complaint Filed with an Inquiry Official Dated 18/12/2009 company is licensed to operate derivatives business
Enforcement Measures R egulatory Summary Administrative Actions Criminal Actions Civil Sanctions Fundraising Market Professionals Financial Reporting and Audit Oversight Mutual Fund Business
18/12/2009 company is licensed to operate derivatives business. Later, the company took possession of the deceived investors’ assets. Such actions were deemed to be a public frauds under Section 343 of
derivatives on the exchange and OTC - a bar from serving as a director or executive in an issuer or a securities/derivatives business operator Disapprove to enforce civil sanctions Factors considered in the
normal course of business outside the digital asset exchange. Additionally, 1000X has http://market.sec.or.th/public/idisc/en/Enforce < < Previous First 1 2 3 4 Next