Information on the laws and regulations relevant to performing duty as Recognised Representative in ACMF member countries Professional Mobility ACMF Pass framework Products : shares, bonds, units of
Offeror : Big C Retail Holding Company Limited | Date of submission of the Statement of Intention : 03/12/2018
Offeror : Big C Retail Holding Company Limited | Date of submission of the Statement of Intention : 19/12/2018
Offeror : BJC SPECIALTIES COMPANY LIMITED | Date of submission of the Statement of Intention : 27/08/2020
Offeror : BJC SPECIALTIES COMPANY LIMITED | Date of submission of the Statement of Intention : 22/09/2020
• Key contribution: Only one other laboratories. Not all financial institutions can capture regulators. Regulator roles different. IMPORTANCE OF INVESTMENT ADVISERS IN USA FIDUCIARY DUTY • In USA
. ✓ ✓ ✓ ✓ ✓ 1. Changes of names or addresses of business operators; 2. Directors of listed companies (white list); 3. Executives of digital asset business operators; 4. Licensing for the SET’s group (SET/TFEX/TCH
Section 317 of the Securities and Exchange Act B.E. 2535: (1) the Commissioner-General, Royal Thai Police or the Deputy Commissioner in case where the Commissioner-General is unable to perform the duty of
Company Limited (“Daol”) failed to order or act duty resulting in Daol engaged in act which may cause damage or constitute an unfair advantage to its customers or other interested person as specified in the
Company Limited (“Daol”) failed to order or act duty resulting in Daol engaged in act which may cause damage or constitute an unfair advantage to its customers or other interested person as specified in the