(CMSB) has the power and duty under the Securities and Exchange Act that include issuance of rules and regulations governing the securities industry and reporting to the SEC Board. The CMSB comprises
(CMSB) has the power and duty under the Securities and Exchange Act that include issuance of rules and regulations governing the securities industry and reporting to the SEC Board. The CMSB comprises
and upon completion of their term may be reappointed but not for more than two consecutive terms. Currently, the SEC Board comprises as follows Audit Committee The
recommendation of the candidate proposed by the SEC Board. Secretary-General holds office for a four-year term and may be re-appointed but not for more than two consecutive terms. Click here to download
recommendation of the candidate proposed by the SEC Board. Secretary-General holds office for a four-year term and may be re-appointed but not for more than two consecutive terms. Click here to download
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matters under its supervision in accordance with the governing laws . Conducts liable to the supervision include duty performance of market participants such as securities issuers,approved securities
helps to establish an efficient internal control. Subcommittee on Governance and Remuneration Sub-committee (Office term of two years ) The Subcommittee has a duty to propose policies and workplans
). The SEC chaired the committee for two consecutive terms from 2005 to 2008. In 2012, the SEC Thailand hosted the IOSCO APRC Meetings and Seminar. The Seminar focused on two topics: “Opportunities and
นักงำน ได้แก่ บริษัทหลักทรัพย์จัดกำรกองทุน (บลจ.) และผู้รับฝำกหลักทรัพย์ (Custodian) โดยมีกำรแบ่งแยกหน้ำที่ (segregation of duty) และมีกำรสอบทำน (check and balance) เพื่อให้เกิดประสิทธิภำพและมีควำมรอบ