performance of duties with due care if it can be demonstrated that the decision has been made in reliance on the information honestly believed to be sufficient. Nevertheless, to prove duty of care must take
. Regulations on issuing equity instruments are aimed at protecting the following group of investors: New investors purchasing securities – the company is required to have appropriate qualifications and disclose
as a juristic person or as a group of persons; (3) a copy of financial statement of the latest three years, or, in case of a registered group of persons, profit and loss statements of the latest
Business Tax (SBT)/stamp duty for transactions of asset transfer to infrastructure funds; deduction of fees charged by the Department of Lands. Regulatory Summary Types of assets for investment
Contact us SHARE : Detail Content Complaints Please use this form in case of filing a complaint against SEC executives or staff for alleged improper or unfair duty performance, in
Introduction SHARE : Detail Content Class Action is a type of civil proceedings whereby one or more plaintiff brings a civil lawsuit in order to protect the right of oneself and a group of persons who have the
) International Forum of Independent Audit Regulators (IFIAR) ASEAN Audit Regulators Working Group Cooperation with Foreign Regulators Alternative Investment Fund Managers Directive (AIFMD) International
of Securities Companies Having no responsibilities in management of day-to-day operations A minimum number of two members Report Forms Outsourcing Activities Note
plaintiff brings a civil lawsuit in order to protect the right of oneself and a group of persons who have the same rights deriving from the same facts and legal principle. In 1995, Class Action was