provided the collection and assessment of customer information (Know Your Customer / Customer Due Diligence) (KYC/CDD) systems for Satang to operate its business in accordance with relevant laws, regulations

prepare and submit the reviewed financial statements for Q3/2015 ended September 30, 2015 within October 21, 2016,the due date extended by SEC Office. SEC Act S.300 Settlement Committee Meeting No. 2

prepare and submit the reviewed financial statements for Q1/2016 ended March 31, 2016 within August 15, 2016,the due date extended by SEC Office. SEC Act S.300 Settlement Committee Meeting No. 2/2017

prepare and submit the key financial ratio report for the year 2021 through the transmission system of the SEC Office within the period specified in the notification of Capital Market Supervisory Board, due

notification of Capital Market Supervisory Board, due to his failure to order or act in accordance with duties required to be performed. SEC Act S.300 in conjunction with 56(2) Settlement Committee Meeting No

of Capital Market Supervisory Board, due to his failure to order or act in accordance with duties required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 9

specified in the notification of Capital Market Supervisory Board, due to his failure to order or act in accordance with duties required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement

the key financial ratio report for the year 2021 through the transmission system of the SEC Office within the period specified in the notification of Capital Market Supervisory Board, due to his failure

Customer Due Diligence : KYC/CDD procedure. SEC Act S.133 paragraph 2 Settlement Committee Meeting No. 11/2022 Settlement Committee Order No. 178/2022 Dated 11/11/2022

due diligence and care in the same manner as a professional would exercise in like circumstance and with regard to customer’s best interest. SEC Act S.133 Settlement Committee Meeting No. 11/2022