of Directors. The information in the said matters shall clarify the directions and the determination to drive the business towards sustainability, as deemed appropriate by the Company, to be used as

the responsibility and capable of persuading the directors and executives to drive the organization’s operation toward both short-term and long-term goals, and comparable to the industry’s practice or

เอกสาร ข้อมูลหรือสื่อบันทึกข้อมูลต่าง ๆ เช่น thumb drive และ external hard disk ที่มีข้อมูลสารสนเทศที่จัดเก็บ หรือบันทึกอยู่ ไม่ให้วางทิ้งไว้บนโต๊ะทำงานหรือสถานที่ไม่ปลอดภัยในขณะที่ไม่ได้ใช้งาน (clear desk

Section 113 Securities and Exchange Act B.E. 2535 Section 113. In operating the business of securities brokerage in the Securities Exchange for listed securities, a securities company shall operate

specified in the SEC notification, the Minister shall have the power to revoke the license to operate all or any type of securities businesses so licensed upon the recommendation of the SEC.

information via the public network, it shall receive an international standard encryption such as SSL,VPN etc. [M] · Providing a measure on controlling the correct of information that storage, input, operate

under the law on undertaking of finance business, securities business, and credit foncier business (FC.); □ a securities company under the law on securities and exchange (SC.) licensed to operate

following matters: (1) code of business ethics for members, which shall contain at least the following provisions: (a) members shall operate business honestly and shall act ethically in relation to clients or

. Clause 2 In order that an intermediary obligates to operate its businesses properly, fairly and in compliance with codes of conduct and professional standards and in order that an intermediary’s services

subsequently to operate securities business. This does not include financial institutions licensed to undertake securities borrowing and lending business which offer custody for clients’ assets related to