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• Mutual Fund Management    ○  Advertising    ○  Procedure for Incorrect Pricing    ○  Procedure for the default by Issuer    ○  Transaction with Connected Person    ○  Liquidation    ○  NAV Calculation

• Mutual Fund Management    ○  Advertising    ○  Procedure for Incorrect Pricing    ○  Procedure for the default by Issuer    ○  Transaction with Connected Person    ○  Liquidation    ○  NAV Calculation

must be clearly specified in order to avoid any doubt whether internal information is used to the benefit of the executives. The program must be administered by an intermediary, such as a securities

in a shareholders' meeting  17. Dividend payment 18. Fees   19. Procedure for dissolution of mutual fund 20. Relaxation of rules 21. Additional rules for guaranteed funds 22. Additional rules for a

in a shareholders' meeting  17. Dividend payment 18. Fees   19. Procedure for dissolution of mutual fund 20. Relaxation of rules 21. Additional rules for guaranteed funds 22. Additional rules for a

number of unitholders less than 35 will apply when the fund is traded in the secondary market and the dissolution procedure is the same as  listed funds. (3) Retail investors may redeem ETF investment

number of unitholders less than 35 will apply when the fund is traded in the secondary market and the dissolution procedure is the same as  listed funds. (3) Retail investors may redeem ETF investment

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