และตลาดหลักทรัพย์ (ก.ล.ต.) จึงมีแนวคิดในการปรับปรุงเกณฑ์ KYC โดยเสนอหลักการในการทำความรู้จักลูกค้าแบบง่าย หรือ Simple KYC สำหรับผลิตภัณฑ์การลงทุนที่มีความเสี่ยงต่ำ* เช่น มีสภาพคล่องคล้ายเงินฝาก มีการ
the criteria in order to keep it current. Consideration is given to the fact that the rates of fee should be equivalent, simple, and appropriate for the capital market environment , for example
vote of the unitholders who have attended the meeting and have the voting right. For PE Trusts, such resolutions must be approved by a simple majority of unitholders with voting rights (not counting
needs and size of its business; (2) “fundraising tools” to make ones know and understand fundraisings in different forms and channels through an easy and simple presentation and have clear pictures
her from applying for a new approval as capital market business personnel for a period of 10 years, effective from 14 March 2019.Investors are advised to be careful and cast doubt on any solicitation
shares of the seller was a prerequisite before entering into the transaction. Therefore, there is doubt about whether NUSA has complied with the aforementioned prerequisite conditions. Additionally, what
to verify the transactions. This raised doubt whether such transactions were executed as truly intended by the clients. In addition, a certain share transfer from a client account was found to be
transactions with such clients without calling the original number or pursuing any other means to verify the transactions. This raised doubt whether such transactions were executed as truly intended by the