will yield good returns and will effectively reinforce the SEC's financial stability Announcement of signatory Investment Governance Code (I Code)(Thai Version Only) Our Roles How We Regulate SEC
> Fundraising Market Data SHARE : Detail Content Fundraising New Product Prospectus / Filling Sales Report Shelf Approval Outstanding Domestic Debt Enforcement Fundraising Securities Issuing Companies
SHARE : Detail Content Useful Information New Product Prospectus / Filling Sales Report Shelf Approval Outstanding Domestic Debt Related Rules and Regulations Equity Instrument Debt
P 45 days Public Offering Placement (PO Placement) : shares / domestic CD / warrant P 45 days Right Offering (RO) : shares O O Right Offering (RO) : warrant / TSR O (*) 15 days Private
guidelines Auditing Mechanism and Balances The SEC Board is empowered to appoint the Audit Committee to reinforce transparency, fairness and accountability of the SEC. This checks and balances structure
attach to the audit firm equipped with audit quality control system. These efforts will support the Thai capital market and Thai accounting professions to gain more investor confidence, both domestic and
fund shall pay a dividend to the unitholders, in the case that the fund received dividend income from investment in : (1.1) Property funds (type 1 fund) or the domestic REITs ; (1.2) Foreign REITs or
income from investment in : (1.1) Property funds (type 1 fund) or the domestic REITs ; (1.2) Foreign REITs or foreign funds with total investment in Thailand's property (directly or indirectly) > 30
to implement of the I Code. Implementation of the I Code by Institutional Investors will enhance confidence by domestic and global markets clients and trust that investment decisions and management are
domestic authorities to exchange information and discuss development and monitor systemic risks of Thailand's financial system. Such cooperation is conducted under three Regulators Working Groups, comprising