Funds in the host jurisdiction shall comply with the applicable Domestic Law in the host jurisdiction. 4 5. Within the framework of this MoU, the Authorities will provide each other with the fullest

, and political uncertainties. In comparison with a big jigsaw picture, the country economy presents itself a scene of the gross domestic product that has continued to rise firmly during the past 2-3

contraction as a result of sluggish export in the midst of global financial crisis, diminishing demand of domestic private sector, and lack of confidence in economic and political directions. All these factors

in 2006. In addition, the combination of the market capitalization and the outstanding value of both government and corporate debt securities outgrew the Gross Domestic Product by around 137 percent

Governance of Publicly Traded Company - Definition (Section 89/1) - Qualifications and the removal of directors and executives (Section 89/3 - 89/6) - Duty and responsibility of directors and executives (Section 89/7 - 89/14) - Shareholders’ rights under Chapter 3/1 (Section 89/26, 89/28, 89/30) - Shareholder’s right to bring a derivative action and a private lawsuit against directors and executives (Section 89/18 - 89/20) - Criminal liability of directors and executives (Section 281/2, 281/3, 2...

: “State regulators are less effective at deterring misbehaviour than the SEC.” • “Dodd-Frank weakened oversight of mid-sized RIA.” • “…national regulators better deter financial misconduct.” Consistent with

to the accounting standards as specified by a professional institution approved by relevant government authorities and in accordance with additional regulations specified in the notification of the SEC.

matter which form is, for providing services, whether all or some parts, to clients as permitted by its license and being which one of the following offices: (1) domestic branch office; (2) oversea branch

the following offices: (1) domestic branch office; (2) oversea branch office; or (3) oversea representative office. “online branch office” means a branch office of an intermediary of which services are

intermediary, no matter which form is, for providing services, whether all or some parts, to clients as permitted by its license and being which one of the following offices: (1) domestic branch office; (2