monitor the effectiveness of the company’s risk management. 6.1.7 The board has to ensure and monitor that the company complies with relevant and applicable law and standards, whether domestic
> Fundraising Market Data SHARE : Detail Content Fundraising New Product Prospectus / Filling Sales Report Shelf Approval Outstanding Domestic Debt Enforcement Fundraising Securities Issuing Companies
SHARE : Detail Content Useful Information New Product Prospectus / Filling Sales Report Shelf Approval Outstanding Domestic Debt Related Rules and Regulations Equity Instrument Debt
, as appropriate. Principle 7.5 The board should ensure the establishment of a dedicated Investor Relations function responsible for regular, effective and fair communication with shareholders and
requires that the auditor of the entities in the capital market be approved by the SEC so that the SEC will be capable of regular monitoring the quality of audit work performed by such auditor, which
P 45 days Public Offering Placement (PO Placement) : shares / domestic CD / warrant P 45 days Right Offering (RO) : shares O O Right Offering (RO) : warrant / TSR O (*) 15 days Private
invested securities on a regular schedule. Such incidents are beyond the control of the mutual fund management company and the mutual fund supervisor is informed and acknowledged about the situation. (5) The
invested securities on a regular schedule. Such incidents are beyond the control of the mutual fund management company and the mutual fund supervisor is informed and acknowledged about the situation. (5) The
business, employee, staff, advisor earning regular monthly salary, controlling person during the period of two preceding years. Relaxation of this requirement is in the case where the person is retired as a
attach to the audit firm equipped with audit quality control system. These efforts will support the Thai capital market and Thai accounting professions to gain more investor confidence, both domestic and